SEC Proposes Rules to Fix Rule 10b5-1 Trading Plans.

• Authors : Schneider, Paul J.¹

Subjects: *Securities trading; *Executive compensation; *EmployersUnited States. Securities & Exchange Commission

• Source: Journal of Financial Service Professionals. May2022, Vol. 76 Issue 3, p27-33. 7p.

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Barnes Reports: INVESTMENT BANKING & SECURITIES DEALING (NAICS 52311).

Subjects: *Investment banking; *Securities trading; *Market segmentation

• Source: Worldwide Investment Banking & Securities Dealing Industry Report. 2022, p1-140. 137p.

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Barnes Reports: INVESTMENT BANKING & SECURITIES DEALING (NAICS 52311).

Subjects: *Investment banking; *Securities trading; *Market segmentationUnited States

• Source: United States Investment Banking & Securities Dealing Industry Capital & Expenses Report. 2022, p1-222. 222p.

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Barnes Reports: (NAICS 52311): Investment Banking & Securities Dealing.

Subjects: *Investment banking; *Securities trading; *Market valueUnited States

• Source: United States Investment Banking & Securities Dealing Industry Report. 2022, p1-196. 194p.

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SEC Update.

• Authors : Avakian, Stephanie¹; Brown, Lillian²; Cahn, Mark D.³

Subjects: *Securities trading; *Business planning; *Day trading (Securities)United States. Securities & Exchange Commission

• Source: Investment Lawyer. Apr2022, Vol. 29 Issue 4, p24-27. 4p.

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Bottom-Fishing Can Be Scary.

• Authors : Regan, Michael P. (AUTHOR); Hajric, Vildana (AUTHOR); Crise, Cameron (AUTHOR)

Subjects: *Market timing; *Securities trading; *Financial markets

• Source: Bloomberg Businessweek. 5/9/2022, Issue 4740, p18-20. 3p. 1 Color Photograph.

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How is it Done? Comparison between the Margin Calculation methodology of central counterparties and clearinghouses.

• Authors : Friesz, Melinda¹ ; Váradi, Kata¹

Subjects: *Over-the-counter markets; *Securities trading; *Clearinghouses (Banking)

• Source: Public Finance Quarterly (0031-496X). 2021, Vol. 66 Issue 3, p397-412. 16p.

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WE RANK THE ONLINE BROKERS.

• Authors : ERMEY, RYAN (AUTHOR)

Subjects: *Brokers; *Securities trading; *Going public (Securities)

• Source: Kiplinger's Personal Finance. Oct2020, Vol. 74 Issue 10, p16-24. 8p. 2 Color Photographs, 1 Diagram, 1 Chart.

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Fundamentarea deciziilor privind investiţiile de portofoliu pe baza opiniei de audit în cazul firmelor cotate.

• Authors : AEVOAE, George-Marian¹ ; ROBU, Ioan-Bogdan¹ ; DICU, Roxana Manuela¹

Subjects: *Consumer behavior; *Securities trading; *Stock exchangesBucharest (Romania)

• Source: Audit Financiar. 2021, Vol. 19 Issue 164, p670-768. 21p.

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Transaction cost analytics for corporate bonds.

• Authors : Guo, Xin¹ (AUTHOR); Lehalle, Charles-Albert^2,3 (AUTHOR); Xu, Renyuan^4,5 (AUTHOR)

Subjects: *Securities trading; *Spread (Finance); *Corporate bonds

• Source: Quantitative Finance. Jul2022, Vol. 22 Issue 7, p1295-1319. 25p.

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